Winning By Not Losing: Fiduciary Responsibility

401K RETIREMENT PLANS

401K RECORD KEEPING

FIDUCIARY RESPONSIBILITY

ADVISORY SERVICES

TAX ADVANTAGE RETIREMENT PLANS

FIDUCIARY RESPONSIBILITY

Mesirow Fiduciary Partnership

Fiduciary Over Site is the answer plan sponsors have been waiting to hear. It is a permanent solution to managing fiduciary duty and offers the following significant benefits…

It is a proactive shield that protects fiduciaries’ personal assets from sanctions, claims, and judgments

Fills the gap that exists in most retirement plans’ governance

Contains investment committee bylaws and rules on how to determine the important issues for fiduciaries to address

Solves ERISA’s demand for proof of prudent conduct

Meets the Uniform Prudent Investor Act’s trustee rules

Complies with the FDIC Improvement Act

Provides audit attestation for Sarbanes-Oxley Section 404

Guides fiduciaries to safety with easy to follow steps

Includes an experienced, trained co-fiduciary partner.

The most critical, and yet most often missing step in compliance with the Employee Retirement Income Security Act of 1974 (“ERISA”), is what it calls…a prudent process. Properly constructed, it is a retirement plan’s trustee’s (ERISA calls a trustee a fiduciary) major defense against allegations of a lack of prudence.

Fiduciary Over Site is a prudent process. It is a thorough governance system that protects all of a retirement plan’s fiduciaries, especially those who are employed by the plan sponsor.

Our Fiduciary Partnerships believe so strongly in Fiduciary Over Site that they accept co-fiduciary duty, right alongside the executives of clients who adopt it as their standard of conduct.

James Myron is registered with and offers securities through Kovack Securities, Inc. Member FINRA/SIPC.
6451 North Federal Highway, Suite 1201, Fort Lauderdale, FL 33308
(954) 782-4771.

Retirement Marketing Solutions is not affiliated with Kovack Securities, Inc.
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